A financial and consulting services group, providing a wide range of financial advisory, stock-broking and asset management services is urgently looking for the captioned position:

Responsibilities

• Flexible Working Hour
• Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
• Comply with all applicable laws, rules and regulations and standard of good market practices

Requirements:

• Existing Responsible Officer 9 qualification
• Understanding of SFO, Code of Conduct, regulations and guidelines in lines with the regulatory authorities
• Good command of written and spoken English, Cantonese and Putonghua