Full Time
HK Island
Posted 5 years ago

With the expansion of the are of investment, a Hong Kong listed company engaged in property development and investing in ventures related to its core businesses and associated industries is looking for a Responsible  Officer (Type 4 & Type 9):


  • Act as Responsible Officer to supervise SFC Type 4 and 9 regulated activities
  • Provide research support to senior management on firm’s secondary markets funds and primary market investment
  • Assist in writing, reviewing and maintaining proper documentation of all operations, policies and procedures
  • Comply with all applicable laws, rules and regulations and standard of good market practices
  • Provide assistance in communications with SFC and other regulators
  • Perform other duties as assigned;


  • Degree holder or above in Business Administration, Economics, Finance for related disciplines
  • Current holder of SFC Responsible Officer with Type 4 & Type 9 preferred, however, Type 4 & Type 9 Representative with above mentioned experience will also be considered
  • Minimum 3 years of solid experience in asset management field
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Good command of written and spoken English, Chinese and Mandarin


CV Submission

Job Features

Job CategoryResponsible Officer
Job LevelTop
Job IndustryProperty Development / Equity

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